Associate (1-year contract)

Mandatory Reference Checking Scheme (“MRC”) for Hong Kong

The Mandatory Reference Checking Scheme is a framework to facilitate Authorized Institutions (“AIs”) to bilaterally obtain reference information during their recruitment process for certain positions, such that misconduct information in an individual’s previous employments can be provided to AIs to inform their employment decisions.

For information related to MRC Scheme, “Frequently Asked Questions for In Scope Individuals” is published by HKAB/Industry Guidelines (https://www.hkab.org.hk/en/home) or further information will be available upon request, if it is applicable to the position(s) applied.

Country of Location:

Job Responsibilities:

•Assist in filing and preparing KYC documents in client account opening process
•Provide general support to the credit sales team
•Analyze data and help prepare management reports
•Generate market commentary and update team with news and market events
•Prepare notes from product teach-ins and investor calls
•Assist in ad-hoc projects or duties as required including marketing events and client presentations
•Provide support in filing and reviewing transaction documents ensuring smooth trade settlements and record keeping
•Ensure that the work is compliant with the bank’s current operational procedures and policies
•Research and identify new business opportunities

Requirements:

1.Education Qualification: Degree holder in Economics or Finance or related disciplines.

2.Working Experiences: Preferably with 2 years' experience in financial institutions.

3.Professional Qualification / HKMA Enhanced Competency Framework Qualification / Professional Examination / License:
•Possess the required qualifications and license under SFC for dealing in securities and advising on securities

4. Business Knowledge
•Basic knowledge in debt capital/bond markets, credit environment.
•Basic knowledge on HKMA guidelines and relevant regulatory framework.