Compliance Officer

 A Career with Point72’s Compliance team

The Point72 Compliance department is an industry-leading team of compliance professionals who support global investment and trading activities by establishing and enforcing the firm’s compliance policies, providing real-time advice, and conducting pre- and post-trade surveillance. Our team is essential to Point72’s success and we provide mentorship, a growth path, and the opportunity for a long-term career with us.

What you’ll do

We are looking for a solutions-oriented and proactive compliance professional to join our EMEA team, based in London. You will report to the Chief Compliance Officer, International, and will work closely with your fellow compliance professionals, investment professionals, and others across the firm.

Specifically, you will:

• Help enforce our compliance monitoring programs including conducting trade monitoring and due diligence review
• Provide proactive and timely advice on relevant regulatory and firm policy requirements as needed
• Provide real-time support with respect to trading restrictions, monitoring and approvals
• Manage ongoing regulatory and MiFID II obligations, including SMCR and transaction reporting
• Deliver periodic compliance training to employees
• Monitor regulatory changes and help improve and refine the firm’s policies and procedures
• Support adherence to the firm’s Code of Ethics policies
• Assist with position monitoring and disclosure notifications
• Review and or draft documentation, reports, manuals, policies and procedures

What’s required

• University graduate
• 5-7 years’ compliance experience, in an equity trading or hedge fund environment
• Understanding of UK and European regulations and rules
• Attention to detail and the ability to handle multiple tasks simultaneously
• Ability to collaborate and work effectively with individuals at all levels and provide time-sensitive guidance confidently and decisively
• Strong analytical, organizational and communications skills
• Commitment to the highest ethical standards

We take care of our people

We invest in our people, their careers, their health, and their well-being. When you work here, we provide:

• Private medical and dental insurances
• Generous parental and family leave policies
• Mental and physical wellness programs
• Volunteer opportunities
• Support for employee-led affinity groups representing women, minorities and the LGBT+ community
• Tuition assistance
• Non-contributory pension and more

About Point72

Point72 is a leading global alternative investment firm led by Steven A. Cohen. Building on more than 30 years of investing experience, Point72 seeks to deliver superior returns for its investors through fundamental and systematic investing strategies across asset classes and geographies. We aim to attract and retain the industry’s brightest talent by cultivating an investor-led culture and committing to our people’s long-term growth. For more information, visit https://point72.com/.