Senior Compliance Officer, Trade Surveillance - Vice President

Job Description:

Job Title Senior Compliance Officer, Trade Surveillance

Corporate Title Vice President

Location Jacksonville, FL

Overview
 

As a Senior Compliance Officer - Subject Matter Expert within our Compliance Surveillance team, you will play a critical role in protecting the Firm by identifying, monitoring, and investigating potential market abuse across listed derivates and fixed income products. Your role will apply subject matter expertise to complex trading activity, partner closely with stakeholders globally, and help strengthen a robust, consistent surveillance framework. In a highly scrutinized regulatory environment, your work enables the Bank to safeguard its integrity, reputation, and commitment to ethical conduct.

What We Offer You

• A diverse and inclusive environment that embraces change, innovation, and collaboration

• A hybrid working model, allowing for in-office / work from home flexibility, generous vacation, personal and volunteer days

• Employee Resource Groups support an inclusive workplace for everyone and promote community engagement

• Competitive compensation packages including health and wellbeing benefits, retirement savings plans, parental leave, and family building benefits

• Educational resources, matching gift and volunteer programs

What You’ll Do

• You will review, analyze, and investigate surveillance alerts and escalations across listed and fixed income products to identify potential market abuse and policy breaches

• You will conduct complex, forensic-style investigations of end-to-end trade lifecycles, from order origination through execution allocation and linking data across multiple surveillance tools and systems

• You will train and provide expert guidance and direction to surveillance officers during reviews and investigations

• You will partner with stakeholders to enhance surveillance methodologies and contribute to strategic global surveillance initiatives

• You will assess regulatory requirements and internal policies to ensure surveillance controls remain effective and fit for purpose
   

How You’ll Lead

• You will act as a subject matter expert for trade surveillance

• You will collaborate with Compliance, Front Office, Technology, and Global Surveillance leadership across jurisdictions

• You will escalate emerging risks, control gaps, and trends to senior management
   

Skills You’ll Need

• Proven surveillance experience covering listed products and/or fixed income instruments, including rates, credit, and related derivatives

• Strong understanding of trade lifecycle processes and market abuse risks

• Demonstrated ability to analyze trading data and conduct complex investigations

• Strong understanding of critical data elements across the trade lifecycle, including order, execution, allocation, counterparty, and reference data

• Hands-on experience with surveillance and market data tools such as SmartBroker
   

Skills That Will Help You Excel

• Excellent written and verbal communication skills

• Strong attention to detail and analytical skills

• Ability to build effective working relationships

• Sound professional judgment

• Collaborative mindset

Expectations

It is the Bank’s expectation that employees hired into this role will work in the Jacksonville office in accordance with the Bank’s hybrid working model.

Deutsche Bank provides reasonable accommodations to candidates and employees with a substantiated need based on disability and/or religion.

The salary range for this position in Jacksonville is $96,000 to $152,000. Actual salaries may be based on a number of factors including, but not limited to, a candidate’s skill set, experience, education, work location and other qualifications. Posted salary ranges do not include incentive compensation or any other type of remuneration.

Deutsche Bank Benefits

At Deutsche Bank, we recognize that our benefit programs have a profound impact on our colleagues. That’s why we are focused on providing benefits and perks that enable our colleagues to live authenti­cally and be their whole selves, at every stage of life. We provide access to physical, emotional, and financial wellness benefits that allow our colleagues to stay financially secure and strike balance between work and home. Click here to learn more!

Learn more about your life at Deutsche Bank through the eyes of our current employees https://careers.db.com/life

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We strive for a culture in which we are empowered to excel together every day. This includes acting responsibly, thinking commercially, taking initiative and working collaboratively.

Together we share and celebrate the successes of our people. Together we are Deutsche Bank Group.

We welcome applications from all people and promote a positive, fair and inclusive work environment.

Qualified applicants will receive consideration for employment without regard to race, color, religion, sex, sexual orientation, gender identity, national origin, disability, protected veteran status or other characteristics protected by law. Click these links to view Deutsche Bank’s Equal Opportunity Policy Statement and the following notices: EEOC Know Your Rights; Employee Rights and Responsibilities under the Family and Medical Leave Act; and Employee Polygraph Protection Act.