Regulatory Operations Business Analyst

Overview

This is a 6‑month fixed‑term role. 

Connecting clients to markets – and talent to opportunity

 

With 4,300 employees and over 400,000 retail and institutional clients from more than 80 offices spread across five continents, we’re a Fortune-100, Nasdaq-listed provider, connecting clients to the global markets – focusing on innovation, human connection, and providing world-class products and services to all types of investors.

 

At StoneX, we offer you the opportunity to be part of an institutional-grade financial services network that connects companies, organizations, and investors to the global markets ecosystem. As a team member, you'll benefit from our unique blend of digital platforms, comprehensive clearing and execution services, personalized high-touch support, and deep industry expertise. Elevate your career with us and make a significant impact in the world of global finance.

 

Corporate Functions: Engage in a deep variety of business-critical activities that keep our company running efficiently. From strategic marketing and financial management to human resources and operational oversight, you’ll have the opportunity to optimize processes and implement game-changing policies.

Responsibilities

The purpose of the role is: To map and document end‑to‑end trade lifecycles and desk operating models to support regulatory reporting transformation and governance.

In addition, this position has been created to provide dedicated capacity to document and analyse desk‑level trade flows across the business during a critical phase of the programme. The work is time‑bound to the design and mobilisation stages of the regulatory reporting rebuild.

 

Primary duties will include:

• Documenting high‑level desk workflows and trade lifecycles, with an initial focus on exchange‑traded futures and options.
• Capturing key process steps, hand‑offs, decision points, and desk‑specific nuances.
• Engaging with front office, operations, regulatory reporting, and other stakeholders to validate documented flows.
• Producing clear, reusable artefacts (e.g. flow diagrams and written summaries) suitable for senior stakeholder review.
• Supporting determination of regulatory reporting eligibility and scope across relevant regimes.
• Providing input into governance, controls, and regulatory change management, in line with FCA expectations.
• Ensuring documentation reflects how desks operate in practice and can be reused in future change initiatives.

 

Qualifications

 

To Land this role you will need:

• Strong understanding of capital markets trade lifecycles.
• Experience with exchange‑traded futures and options.
• Demonstrable experience documenting business processes, desk workflows, or operating models.
• Ability to engage credibly with front office and senior stakeholders.
• Strong written documentation and visualisation skills.

What will make you stand out:

• Background in front office, operations, post‑trade, regulatory change, or business analysis within markets.
• Experience supporting regulatory or operational transformation initiatives.
• Ability to work independently and pragmatically within a time‑bound engagement.

Working environment:

• Hybrid (4 days in office per week)